banking jobs in Germany | career at Standard Chartered Bank

 banking jobs in Germany | career at Standard Chartered Bank

Standard Chartered Bank announced, through its Linkedin account, a bank job (Associate Director, CFCC Governance, Assurance & Control) according to the following

• Under the guidance and oversight of the Head of CFCC Governance
• Execute risk-based Compliance Reviews and support the development and enhancement of the Compliance Assurance Program to provide second line assurance of external rules and regulations, regulatory reform initiatives, and internal requirements.
• Perform systematic control and oversight activities to ensure the local stakeholders perform their activities related to Compliance Risk in line with documented requirements (in particular with relation to the processes where the Compliance function is the Process Owner and outsourced Compliance activities).
• This includes working in collaboration with the relevant Risk Owners to conducts a periodic review of the underlying controls and their associated monitors to provide assurance over whether these regulatory risks are being effectively managed and are well controlled.
• Analyse results, determine root causes for any discrepancies/findings and validate these with relevant Business Operational Risk Managers, Process Owners and Operational Risk.
• Contribute to the reporting of findings/recommendations to relevant Risk Owners for their consideration and action.
• Ensure compliance risks identified are mitigated appropriately.
• Provide guidance and oversight in relation to monitoring of potential market abuse, suspicious trading activities and employee misconduct in relation to Voice Surveillance processes.
• At least 3-5 years relevant experience in Compliance (monitoring/control function) or Internal Audit in a financial institution or equivalent experience in an audit company with focus on Compliance, Risk, Internal Control Systems in the FIs
• A clear understanding of the management of Compliance and operational risks as well as experience regarding the performance of controls and reviews.
• Ability to work in a matrix organisation, leveraging resources across the organisation to complete deliverables.
• The sound judgement and precision necessary to perform a key control role and maintain effective working relationships in supporting the accurate assessment and reporting of regulatory risks within the Bank.
• Experience of proactively engaging stakeholders across multiple countries/businesses/functions.
• Knowledge and/or experience in practical application of relevant applicable EU and German banking regulations: 
• Knowledge of Financial Markets asset classes and products, in particular FX, Rates, Credit and related derivatives
• Knowledge of front-to-back processes related to trade execution and post-trade handling and monitoring in financial markets space
• Knowledge of Transaction Reporting or Data Protection an advantage
• Proficiency in English & German, any other European language a plus
• Proficiency in using MS Excel; knowledge of VBA or other programming languages and/or experience in processing large sets of data an advantage.

Details and apply for this job at Standard Chartered Bank as follows:

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